TMI BlogDefinitionsX X X X Extracts X X X X X X X X Extracts X X X X ..... g assigned to it in or under 10 [ clause (11) of section 2 of the Companies Act, 2013 (18 of 2013) ] ; (ac) certificate means a certificate of 2 [***] registration issued by the Board; (ad) 3 [***] 12 [ (ae) Change in control in case of a body corporate (A) if its shares are listed on any recognised stock exchange, shall be construed with reference to the definition of control in terms of regulations framed under clause (h) of sub-section (2) of section 11 of the Act; (B) if its shares are not listed on any recognised stock exchange, shall be construed with reference to the definition of control as provided in sub-section (27) of Section 2 of the Companies Act, 2013 (18 of 2013); ] 4 [***] (b) form ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... a (Change in conditions of Registration of Certain Intermediaries) (Amendment) Regulations, 2011. Prior to the omission clause (a) read as under: (ad) change of status or constitution in relation to a banker to an issue- (i) means any change in its status or constitution of whatsoever nature; and (ii) without prejudice to generality of sub-clause (i), includes- (A) amalgamation, demerger, consolidation or any other kind of corporate restructuring falling within the scope of section 391 of the Companies Act, 1956 (1 of 1956) or the corresponding provision of any other law for the time being in force; (B) change in its managing director or whole time director; and (C) any change in control over the body corporate; 4 Cla ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... i) refund of application monies; (iv) payment of dividend or interest warrants; 10. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/26 dated 30-07-2021 before it was read as clause (7) of section 2 of the Companies Act, 1956 (1 of 1956) 11. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/26 dated 30-07-2021 before it was read as regulation 12 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 12. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/115 dated 17-01-2023 before it was read as, (ae) change in control , in relation to a banker to an issue being a body corporate, means :- (i) if its shares are listed on any recogni ..... X X X X Extracts X X X X X X X X Extracts X X X X
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