TMI BlogTo maintain proper books of accounts and records, etc.X X X X Extracts X X X X X X X X Extracts X X X X ..... ll keep and maintain the following books of accounts and documents in respect of three preceding financial years, namely: - (a) in relation to registrar to an issue and share transfer agent being a body corporate (i) a copy of balance sheet and profit and loss account as specified in sections 211 and 212 of the Companies Act, 1956 (1 of 1956); (ii) a copy of the auditor's report refer ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... n with the stock exchange; (d) terms and conditions of purchase of securities; (e) allotment of securities; (f) list of names of allottees and non-allottees of the securities; (g) refund orders dispatched to investors in respect of application monies received from them in response to an issue; (h) such other records as may be specified by the Board for carrying on the activities as ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... e but not later than six months from the close of the said period furnish to the Board if so required copies of the balance sheet, profit and loss account, statement of capital adequacy requirement and such other documents as may be required by the Board under regulation 14. - - statute, statutory provisions legislation, law, enactment, Acts, Rules, Regulations, Taxation Tax Management India - ..... X X X X Extracts X X X X X X X X Extracts X X X X
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