To maintain proper books of account and records, etc.

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..... ocuments, namely:- (a) in relation to underwriter being a body corporate- (i) a copy of the balance sheet and profit and loss account as specified in sections 211 and 212 of the Companies Act, 1956 (1 of 1956); (ii) a copy of the auditor s report referred to in section 227 of the Companies Act, 1956 (1 of 1956); (b) in relation to an underwriter not being a body corporate- (i) recor .....

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..... unt of securities of each body corporate subscribed to in pursuance of an agreement referred to in 2 [clause (b) of sub-regulation (1) of regulation 9A]; (iii) statement of capital adequacy requirements as specified in regulation 7; (iv) such other records as may be specified by the Board for underwriting. (4) Every underwriter shall intimate to the Board, the place where the books of .....

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