TMI BlogDefinitionsX X X X Extracts X X X X X X X X Extracts X X X X ..... be construed with reference to the definition of control in terms of regulations framed under clause (h) of sub-section (2) of section 11 of the Act; (B) if its shares are not listed on any recognised stock exchange, shall be construed with reference to the definition of control as provided in sub-section (27) of Section 2 of the Companies Act, 2013 (18 of 2013); ] (b) ―form means a form specified in Schedule I; (c) ―inspecting authority means one or more persons appointed by the Board to exercise powers conferred under Chapter IV; 5 [(ca) ―issue means an offer of sale or purchase of securities by anybody corporate, or by any other person or group of persons on its or his or their behalf, as the case may b ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... d Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 w.e.f., 27.09.2002. Prior to omission the clause read as under : (a) enquiry officer means any Officer of the Board, or any other person, having experience in dealing with the problems relating to the securities market, who is authorised by the Board under Chapter V; 2 Inserted by the Securities and Exchange Board of India (Merchant Bankers) (Third Amendment) Regulation, 2006, w.e.f., 7-9-2006. 3 The words ―initial or permanent were omitted by the Securities andExchange Board ofIndia (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. Prior to omissi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Amendment) Regulation, 2006, w.e.f., 7-9-2006. 9. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/13 dated 30-03-2021 before it was read as clause (7) of section 2 of the Companies Act, 1956 (1 of 1956) 10. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/13 dated 30-03-2021 before it was read as regulation 12 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 11. Omitted vide Notification No. SEBI/LAD-NRO/GN/2021/13 dated 30-03-2021 before it was read as (f) Words and expressions used and not defined in these regulations but defined in the Act 7 [***] shall have the meaning respectively assigned to them in the Act 8 [***]. ..... X X X X Extracts X X X X X X X X Extracts X X X X
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