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APPLICATION FOR GRANT OF CERTIFICATE OF REGISTRATION AS VENTURE CAPITAL FUND SECURITIES AND EXCHANGE BOARD OF INDIA

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..... LICATION FOR GRANT OF CERTIFICATE OF REGISTRATION AS VENTURE CAPITAL FUND SECURITIES AND EXCHANGE BOARD OF INDIA INSTRUCTIONS (i) This form is meant for use by the company or trust (hereinafter referred to as the applicant) for application for grant of certificate of registration as venture capital fund. (ii) The applicant should complete this form, and submit it, along with all suppor .....

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..... on. 2. Please indicate to which of the following categories the applicant belongs. (i) a company established under the Companies Act, 1956 (1 of 1956) (ii) a trust set up under the Indian Trusts Act, 1882 (2 of 1882). 3. Date and place of incorporation or establishment and date of commencement of business (enclose certificate of incorporation, memorandum and articles of association .....

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..... ustees or of the above-mentioned persons connected with the trustee company. If yes, the details thereof. 6. Please also state whether there has been any instance of violation or non adherence to the securities laws, code of ethics/conduct, code of business rules, for which the applicant, or its parent or holding company or affiliate may have been subject to economic, or criminal, liability, .....

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..... ions as may be announced by the Securities and Exchange Board of India from time to time. We further agree that as a condition of registration, we shall abide by such operational instructions/directives as may be issued by the Securities and Exchange Board of India from time to time. For and on behalf of________________________________________ (Name of the applicant) Authorized signato .....

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