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SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020 - SEBI/LAD-NRO/CN/2020/03 - SEBI

Extract

  1. SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  2. Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
  3. Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  4. Securities and Exchange Board of India (Intermediaries) Regulations, 2008
  5. Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
  6. SECURITIES CONTRACTS (REGULATION) ACT, 1956
  7. Securities and Exchange Board of India Act, 1992
  8. Companies Act, 2013
  9. Securities Lending Scheme, 1997
  10. Income-tax Act, 1961
  11. Section 9A - Certain activities not to constitute business connection in India - Income-tax Act, 1961
  12. Section 30 - Power to make regulations - Securities and Exchange Board of India Act, 1992
  13. Section 230 - Power to compromise or make arrangements with creditors and members - Companies Act, 2013
  14. Section 2 - Definitions - SECURITIES CONTRACTS (REGULATION) ACT, 1956
  15. Section 2 - Definitions - Companies Act, 2013
  16. Section 141 - Eligibility, qualifications and disqualifications of auditors - Companies Act, 2013
  17. Section 12 - Registration of stock brokers, sub-brokers, share transfer agents, etc - Securities and Exchange Board of India Act, 1992
  18. Section 11 - Functions of Board - Securities and Exchange Board of India Act, 1992
  19. SCHEDULE - VI - Declaration for Eligible Fund Managers [Chapter III] - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  20. SCHEDULE - V - DISCLOSURE DOCUMENT - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  21. SCHEDULE - IV - CONTENTS OF AGREEMENT BETWEEN THE PORTFOLIO MANAGER AND HIS CLIENTS - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  22. SCHEDULE - II - FEES - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  23. SCHEDULE - I - Application for grant of certificate of registration - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  24. Regulation 9 - Net worth Requirement - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  25. Regulation 7 - Consideration of application - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  26. Regulation 4 - Application for grant of certificate - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  27. Regulation 37 - Obligations of Portfolio Manager on inspection - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  28. Regulation 35 - Right of inspection by the Board - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  29. Regulation 31 - Reports to be furnished to the client - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  30. Regulation 30 - Accounts and audit - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  31. Regulation 26 - Appointment of custodian - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  32. Regulation 24 - Management or administration of clients' portfolio - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  33. Regulation 23 - General responsibilities of a Portfolio Manager - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  34. Regulation 22 - Contract with clients and disclosures - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  35. Regulation 2 - Definitions - Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  36. Regulation 13 - Procedure where registration is refused - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  37. Regulation 10 - Procedure for registration - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020

 

 

 

 

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