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Home Acts & Rules Companies Law Old_Provisions Securities Contracts (Regulation) Rules, 1957 This

Securities Contracts (Regulation) Rules, 1957

Rule 1	:	Short title
Rule 2	:	Definitions
Rule 3	:	Application for recognition
Rule 4	:	Fees for application
Rule 5	:	Documents to be filed along with the application and particulars it should contain
Rule 5A	:	Power to make inquiries and call for information
Rule 6	:	Form of recognition
Rule 7	:	Renewal of recognition
Rule 8	:	Qualifications for membership of a recognised stock exchange
Rule 9	:	Contracts between members of recognised stock exchange
Rule 10	:	[Nominees of the Securities and Exchange Board of India] on the governing bodies of recognised stock exchanges
Rule 11	:	Obligation of the governing body to take disciplinary action against a member if so directed by the [Securities and Exchange Board of India]
Rule 12	:	Audit of accounts of members
Rule 13	:	Withdrawal of recognition
Rule 14	:	Books of account and other documents to be maintained and preserved by every recognised stock exchange
Rule 15	:	Books of account and other documents to be maintained and preserved by every member of a recognised stock exchange
Rule 16	:	Manner of inquiry in relation to the affairs of the governing body of a recognised stock exchange or the affairs of any member of the stock exchange in relation to the stock exchange
Rule 17	:	Submission of annual report
Rule 17A	:	Submission of periodical returns
Rule 18	:	Manner of publication of bye-laws for criticism
Rule 19	:	Requirements with respect to the listing of securities on a recognised stock exchange
Rule 20	:	Requirements with respect to the listing of units or any other instrument of a Collective Investment Scheme on a recognised stock exchange
FORM A	:	Application for recognition/renewal of recognition of a stock exchange under section 3 of the Securities Contracts (Regulation) Act, 1956
FORM B	:	Form of recognition by [Securities and Exchange Board of India]
FORM C	:	Notice to show cause against the withdrawal of recognition The Securities and Exchange Board of India

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