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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993 Chapters List This

Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993

Chapter: I
PRELIMINARY
Regulation 1 : Short title and commencement.
Regulation 2 : Definitions
Regulation 2A : Power of the Board to issue clarifications
Chapter: II
REGISTRATION OF DEBENTURE TRUSTEES
Regulation 3 : Application for grant of certificate of registration
Regulation 4 : Furnishing of further information, clarification, etc.
Regulation 5 : Application to conform to the requirements
Regulation 6 : Consideration of application.
Regulation 6A : Criteria for fit and proper person
Regulation 7 : Eligibility for being debenture trustee
Regulation 7A : Capital Adequacy Requirement
Regulation 8 : Grant of certificate of registration.
Regulation 8A : Omitted
Regulation 9 : Omitted
Regulation 9A : Conditions of registration
Regulation 9B : Omitted
Regulation 10 : Procedure where registration is not granted
Regulation 11 : Omitted
Regulation 12 : Payment of fees, and the consequences of failure to pay fees.
Chapter: III
RESPONSIBILITIES AND OBLIGATIONS OF DEBENTURE TRUSTEES
Regulation 13 : Obligation before appointment as debenture trustees
Regulation 13A : Debenture Trustee not to act for an associate
Regulation 14 : Obligation of the debenture trustees
Regulation 14A : Dispute Resolution
Regulation 14B : Grievance Redressal Mechanism
Regulation 15 : Duties of the debenture trustees
Regulation 16 : Code of Conduct
Regulation 17 : Maintenance of books of account, records, documents, etc.
Regulation 17A : Appointment of compliance officer
Regulation 18 : Information to the Board
Chapter: IV
INSPECTION AND DISCIPLINARY PROCEEDINGS
Regulation 19 : Board’s right to inspect.
Regulation 20 : Procedure for inspection
Regulation 21 : Obligations of debenture trustee on inspection by the Board
Regulation 22 : Submission of report to the Board.
Regulation 23 : Action on inspection or investigation report
Regulation 24 : Appointment of Auditor
Chapter: V
PROCEDURE FOR ACTION IN CASE OF DEFAULT
Regulation 25 : Liability for action in case of default.
Regulation 26 : Omitted
Regulation 27 : Omitted
Regulation 28 : Omitted
Regulation 29 : Omitted
Regulation 30 : Omitted
Regulation 31 : Omitted
Regulation 32 : Omitted
Chapter: VI
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 33 : Exemption from enforcement of the regulations in special cases
Schedule
SCHEDULE - I : Forms
SCHEDULE - II : FEES
SCHEDULE - III : CODE OF CONDUCT
SCHEDULE - IV : Omitted
 
 
 

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