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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Issue and Listing of Securitized Debt Instruments and Security Receipts) Regulations, 2008 Chapters List This

Securities and Exchange Board of India (Issue and Listing of Securitized Debt Instruments and Security Receipts) Regulations, 2008

Chapter: I
PRELIMINARY
Regulation 1 : Short title and commencement
Regulation 2 : Definitions.
Regulation 3 : Applicability.
Chapter: II
REGISTRATION OF TRUSTEES
Regulation 4 : Eligibility criteria for trustees
Regulation 5 : Factors for consideration
Regulation 6 : Procedure for granting registration, etc.
Regulation 7 : Conditions of registration
Regulation 8 : Procedure where application is rejected.
Chapter: III
CONSTITUTION AND MANAGEMENT OF SPECIAL PURPOSE DISTINCT ENTITIES AND INCIDENTAL MATTERS
Regulation 9 : Permissible structures for special purpose distinct entity
Regulation 10 : Assignment of debt or receivables
Regulation 11 : Obligations of trustees
Regulation 11A : Grievance Redressal Mechanism
Chapter: IV
SCHEMES OF SPECIAL PURPOSE DISTINCT ENTITIES
Regulation 12 : Launching of schemes
Regulation 13 : Obligation to redeem securitised debt instruments
Regulation 14 : Credit enhancement and liquidity facilities
Regulation 15 : Servicers
Regulation 16 : Accounts
Regulation 17 : Audit
Regulation 18 : Maintenance of records
Regulation 19 : Holding of originator
Regulation 20 : Winding up of schemes
Chapter: V
PUBLIC OFFER OF SECURITISED DEBT INSTRUMENTS
Regulation 21 : Offer to the public
Regulation 22 : Submission of draft offer document and filing of final offer document
Regulation 23 : Arrangements for dematerialisation
Regulation 24 : Mandatory listing
Regulation 25 : Credit rating
Regulation 26 : Contents of offer document
Regulation 27 : Prohibition of misstatements in the offer document
Regulation 28 : Underwriting of the issue
Regulation 29 : Offer period.
Regulation 30 : Minimum subscription
Regulation 31 : Allotment and other obligations
Regulation 32 : Post issue obligations
Chapter: VI
RIGHTS OF INVESTORS
Regulation 33 : Transferability of securitised debt instruments
Regulation 34 : Rights of investors in securities issued by special purpose distinct entity
Chapter: VII
LISTING OF SECURITISED DEBT INSTRUMENTS
Regulation 35 : Application for listing
Regulation 35A : Listing Agreement
Regulation 35B : Omitted
Regulation 36 : Minimum public offering for listing
Regulation 37 : Continous listing conditions
Regulation 38 : Trading of securitised debt instruments
Chapter: VIIA
ISSUANCE AND LISTING OF SECURITY RECEIPTS ELIGIBILITY
Regulation 38A : ELIGIBILITY
Regulation 38B : Security receipts proposed to be listed........
Regulation 38C : Sale of security receipts by the existing holders
Regulation 38D : Conditions for Listing of Security Receipts
Regulation 38E : Offer Document
Regulation 38F : In exercise of the powers conferred by sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957,......
Regulation 38G : Valuation, rating and NAV disclosure
Regulation 38H : Trading of security receipts
Chapter: VIII
INSPECTION AND DISCIPLINARY PROCEEDINGS
Regulation 39 : Power to call for information
Regulation 40 : Right of inspection by the Board
Regulation 41 : Notice before inspection
Regulation 42 : Obligations of special purpose distinct entities on inspection
Regulation 43 : Appointment of auditor or valuer
Regulation 44 : Submission of report to the Board
Chapter: IX
PROCEDURE FOR ACTION IN CASE OF DEFAULT
Regulation 45 : Cancellation or suspension of registration
Regulation 46 : Directions
Regulation 47 : Appeal
Chapter: IX-A
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 47A : Exemption from enforcement of the regulations in special cases
Chapter: X
MISCELLANEOUS
Regulation 48 : Power of the Board to issue clarifications
Regulation 49 : Delegation of powers
Regulation 50 : Applicability of other Laws
SCHEDULE
SCHEDULE - I : APPLICATION FORM FOR SEEKING REGISTRATION
SCHEDULE - II : FEES
SCHEDULE - III : CODE OF CONDUCT
SCHEDULE - IV : Contents of Instrument of Trust
SCHEDULE - V : DISCLOSURES TO BE MADE IN THE OFFER DOCUMENT
SCHEDULE - VA : DISCLOSURES TO BE MADE IN THE OFFER DOCUMENT
 
 
 

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