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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008 Chapters List This

Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008

Chapter: I
PRELIMINARY
Regulation 1 : Short title, and commencement
Regulation 2 : Definitions
Regulation 3 : Applicability
Chapter: II
ISSUE REQUIREMENTS FOR PUBLIC ISSUES
Regulation 4 : General Conditions
Regulation 5 : Disclosures in the offer document
Regulation 6 : Filing of draft offer document
Regulation 6A : Filing of Shelf Prospectus
Regulation 7 : Mode of Disclosure of Offer Document
Regulation 8 : Advertisements for Public issues
Regulation 9 : Abridged Prospectus and application forms
Regulation 10 : Electronic Issuances
Regulation 11 : Price Discovery through Book Building
Regulation 12 : Minimum subscription
Regulation 13 : Underwriting
Regulation 14 : Prohibitions of mis-statements in the offer document.
Regulation 15 : Trust Deed
Regulation 16 : Debenture Redemption Reserve
Regulation 17 : Creation of security
Regulation 17A : Right to recall or redeem prior to maturity
Regulation 18 : Redemption and Roll-over
Chapter: III
LISTING OF DEBT SECURITIES
Regulation 19 : Mandatory listing
Regulation 19A : Listing Agreement.
Regulation 20 : Conditions for listing of debt securities issued on private placement basis
Regulation 20A : Consolidation and re-issuance
Regulation 20B : International Securities Identification Number
Regulation 21 : Disclosures in respect of Private Placements of Debt Securities
Regulation 21A : Filing of Shelf Disclosure Document
Regulation 21B : Creation of Security
Regulation 22 : Relaxation of strict enforcement of rule 19 of Securities Contracts (Regulation) Rules, 1957
Chapter: IV
CONDITIONS FOR CONTINUOUS LISTING AND TRADING OF DEBT SECURITIES
Regulation 23 : Continuous Listing Conditions
Regulation 24 : Trading of Debt securities
Regulation 25 : Obligations of Debenture Trustee
Chapter: V
OBLIGATIONS OF INTERMEDIARIES AND ISSUERS
Regulation 26 : Obligations of the Issuer , Lead Merchant Banker, etc.
Chapter: VI
PROCEDURE FOR ACTION IN CASE OF VIOLATION OF REGULATIONS
Regulation 27 : Inspection by the Board
Regulation 28 : Directions by the Board
Regulation 29 : Appeal
Chapter: VI-A
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 29A : Exemption from enforcement of the regulations in special cases
Chapter: VII
MISCELLANEOUS
Regulation 30 : Delegation
Regulation 31 : Power of the Board to issue general order or circular
Regulation 32 : Power to remove difficulty
Regulation 33 : Repeal and Savings
SCHEDULE
SCHEDULE - I : DISCLOSURES
SCHEDULE - II : FORMAT FOR DUE DILIGENCE CERTIFICATE AT THE TIME OF FILING THE OFFER DOCUMENT WITH REGISTRAR OF COMPANIES AND PRIOR TO OPENING OF THE ISSUE
SCHEDULE - III : FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY THE DEBENTURE TRUSTEE BEFORE OPENING OF THE ISSUE
SCHEDULE - IV : FORMAT OF ISSUE ADVERTISEMENTS FOR PUBLIC ISSUES
SCHEDULE - V : REGULATORY FEES
 
 
 

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