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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Issue And Listing Of Non-Convertible Redeemable Preference Shares) Regulations, 2013 Chapters List This

Securities and Exchange Board of India (Issue And Listing Of Non-Convertible Redeemable Preference Shares) Regulations, 2013

Chapter: I
PRELIMINARY
Regulation 1 : Short title and commencement
Regulation 2 : Definitions
Regulation 3 : Applicability
Chapter: II
ISSUE REQUIREMENTS FOR PUBLIC ISSUES
Regulation 4 : General Conditions
Regulation 5 : Disclosures in the offer document
Regulation 6 : Filing of draft offer document
Regulation 7 : Mode of Disclosure of Offer Document
Regulation 8 : Advertisements for Public issues
Regulation 9 : Abridged Prospectus and application forms
Regulation 10 : Electronic Issuances
Regulation 11 : Price Discovery through Book Building
Regulation 12 : Redemption.
Regulation 13 : Minimum subscription
Regulation 14 : Underwriting
Regulation 15 : Prohibitions of mis-statements in the offer document
Chapter: III
LISTING OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES
Regulation 16 : Mandatory listing
Regulation 16A : Listing Agreement
Regulation 16B : Omitted
Regulation 17 : Conditions for listing of non-convertible redeemable preference shares issued on private placement basis
Regulation 18 : Disclosures in respect of private placements of non-convertible redeemable preference shares
Regulation 19 : Relaxation of strict enforcement of rule 19 of Securities Contracts (Regulation) Rules, 1957
Chapter: IV
CONDITIONS FOR CONTINUOUS LISTING AND TRADING OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES
Regulation 20 : Continuous Listing Conditions
Regulation 21 : Trading of non-convertible redeemable preference shares.
Chapter: V
OBLIGATIONS OF INTERMEDIARIES AND ISSUERS
Regulation 22 : Obligations of the Issuer, Lead Merchant Banker, etc.
Chapter: VI
ISSUANCE AND LISTING OF NON-EQUITY REGULATORY CAPITAL INSTRUMENTS BY BANKS
Regulation 23 : Applicability to other instruments.
Chapter: VI-A
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 23A : Exemption from enforcement of the regulations in special cases
Chapter: VII
MISCELLANEOUS
Regulation 24 : Inspection by the Board.
Regulation 25 : Power to issue directions
Regulation 26 : Power of the Board to issue general order or circular.
Regulation 27 : Power to remove difficulty
SCHEDULE
SCHEDULE - 01 : DISCLOSURES
SCHEDULE - 02 : FORMAT FOR DUE DILIGENCE CERTIFICATE AT THE TIME OF FILING
SCHEDULE - 03 : REGULATORY FEES
 
 
 

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