SEBI (Disclosure and Investor Protection Guidelines) 2000

Disclosure and Investor Protection (DIP) Guidelines
Chapter 1	:	PRELIMINARY
Chapter 2	:	ELIGIBILITY NORMS FOR COMPANIES ISSUING SECURITIES
Chapter 3	:	PRICING BY COMPANIES ISSUING SECURITIES
Chapter 4	:	PROMOTERS’ CONTRIBUTION AND LOCK-IN REQUIREMENTS
Chapter 5	:	Pre-issue obligations
Chapter 6	:	CONTENTS OF OFFER DOCUMENT
Chapter 6A	:	ISSUE OF INDIAN DEPOSITORY RECEIPTS (IDRs)
Chapter 7	:	POST- ISSUE OBLIGATIONS
Chapter 8	:	OTHER ISSUE REQUIREMENTS
Chapter 8A	:	GREEN SHOE OPTION
Chapter 9	:	GUIDELINES ON ADVERTISEMENT
Chapter 10	:	GUIDELINES FOR ISSUE OF CONVERTIBLE DEBT INSTRUMENTS
Chapter 11	:	GUIDELINES ON BOOK BUILDING
Chapter 11A	:	GUIDELINES ON INITIAL PUBLIC OFFERS THROUGH THE STOCK EXCHANGE ON-LINE SYSTEM (e-IPO)
Chapter 12	:	Omitted
Chapter 12A	:	SHELF PROSPECTUS
Chapter 13	:	GUIDELINES FOR PREFERENTIAL ISSUES
Chapter 13A	:	GUIDELINES FOR QUALIFIED INSTITUTIONS PLACEMENT
Chapter 14	:	GUIDELINES FOR OTCEI ISSUES
Chapter 15	:	GUIDELINES FOR BONUS ISSUES
Chapter 16	:	OPERATIONAL GUIDELINES
Chapter 17	:	MISCELLANEOUS
SCHEDULE
SCHEDULE - 01	:	MEMORANDUM OF UNDERSTANDING BETWEEN THE LEAD MERCHANT BANKER TO THE ISSUE AND THE ISSUER COMPANY
SCHEDULE - 02	:	INTERSE ALLOCATION OF RESPONSIBILITIES
SCHEDULE - 03	:	FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY LEAD MERCHANT BANKER(S) ALONGWITH DRAFT OFFER DOCUMENT
SCHEDULE - 03A	:	FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY THE DEBENTURE TRUSTEE BEFORE OPENING OF THE ISSUE
SCHEDULE - 04	:	FORMAT FOR DUE DILIGENCE CERTIFICATE AT THE TIME OF FILING THE OFFER DOCUMENT WITH ROC
SCHEDULE - 05	:	FORMAT FOR DUE DILIGENCE CERTIFICATE AT THE TIME OF OPENING OF THE ISSUE.
SCHEDULE - 06	:	FORMAT FOR DUE DILIGENCE CERTIFICATE AFTER THE ISSUE HAS OPENED BUT BEFORE IT CLOSES FOR SUBSCRIPTION.
SCHEDULE - 06A	:	ADDITIONAL CONFIRMATIONS / CERTIFICATION TO BE INCLUDED IN DUE DILIGENCE CERTIFICATE FOR FAST TRACK ISSUANCES
SCHEDULE - 06B	:	FORMAT OF THE DUE DILIGENCE CERTIFICATE TO BE FILED BY THE LEAD MANAGER(S) FOR IDR ISSUES
SCHEDULE - 07	:	MANDATORY COLLECTION CENTRES
SCHEDULE - 07A	:	ORDER OF PRESENTATION OF DISCLOSURES IN PROSPECTUS
SCHEDULE - 08	:	PROMOTERS’ CONTRIBUTION AND LOCK-IN
SCHEDULE - 09	:	PROMOTERS’ CONTRIBUTION AND LOCK-IN IN RESPECT OF PROMOTERS WHOSE NAME FIGURE IN THE PROSPECTUS AS PROMOTERS
SCHEDULE - 10	:	STATEMENT OF PROFITS AND LOSSES
SCHEDULE - 11	:	STATEMENT OF ASSETS AND LIABILITIES
SCHEDULE - 12	:	TAX SHELTER STATEMENT
SCHEDULE - 13	:	CAPITALISATION STATEMENT
SCHEDULE - 14	:	Omitted
SCHEDULE - 15	:	BASIS FOR ISSUE PRICE
SCHEDULE - 16	:	POST ISSUE MONITORING REPORTS
SCHEDULE - 16A	:	FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY LEAD MERCHANT BANKER(S) ALONG WITH FINAL POST ISSUE MONITORING REPORT
SCHEDULE - 17	:	UNDERWRITING DEVOLVEMENT STATEMENT
SCHEDULE - 18	:	ILLUSTRATION EXPLAINING THE PROCEDURE OF ALLOTMENT
SCHEDULE - 18A	:	ILLUSTRATION EXPLAINING THE MINIMUM APPLICATION SIZE
SCHEDULE - 19	:	FORMAT OF THE REPORT TO BE SUBMITTED BY THE MONITORING AGENCY
SCHEDULE - 19A	:	ILLUSTRATION REGARDING ALLOTMENT TO QIBs
SCHEDULE - 20	:	CLARIFICATORY EXAMPLES
SCHEDULE - 20A	:	FORMATS OF ISSUE ADVERTISEMENTS
SCHEDULE - 21	:	BOOK BUILDING – MODEL TIME FRAME
SCHEDULE - 21A	:	DISCLOSURES IN PLACEMENT DOCUMENT
SCHEDULE - 22	:	JURISDICTION OF REGIONAL OFFICES/ HEAD OFFICE OF THE BOARD
SCHEDULE - 23	:	FORMAT FOR SUBMITTING DRAFT AND FINAL OFFER DOCUMENT ON A COMPUTER FLOPPY
SCHEDULE - 23A	:	INFORMATION TO BE SUBMITTED WITH SOFT COPY OF DRAFT AND FINAL OFFER DOCUMENTS
SCHEDULE - 24	:	APPLICATION FORM FOR ISSUE OF NO OBJECTION CERTIFICATE FOR RELEASE OF 1% DEPOSIT PLACED WITH THE DESIGNATED STOCK EXCHANGE
SCHEDULE - 25	:	PROFORMA FOR SENDING RESPONSES TO SEBI
SCHEDULE - 26	:	ADDITIONAL INFORMATION FOR RENEWAL OF REGISTRATION AS MERCHANT BANKER
SCHEDULE - 27	:	FORMAT FOR HALF YEARLY REPORT TO BE SUBMITTED BY MERCHANT BANKERS
SCHEDULE - 28	:	CONTENTS OF THE ADVERTISEMENT TO BE ISSUED IN TERMS OF CLAUSE 8.3.5.4
SCHEDULE - 29	:	FINAL REPORT FOR GREEN SHOE OPTION
SCHEDULE - 30	:	BID DETAILS