Tax Management India. Com
Law and Practice  :  Digital eBook
Research is most exciting & rewarding


  TMI - Tax Management India. Com
Follow us:
  Facebook   Twitter   Linkedin   Telegram
SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Settlement Proceedings) Regulations, 2018 Chapters List This

Securities and Exchange Board of India (Settlement Proceedings) Regulations, 2018

Chapter: I
PRELIMINARY
Regulation 1 : Short title and commencement
Regulation 2 : Definitions
Chapter: II
APPLICATION FOR SETTLEMENT
Regulation 3 : Application
Regulation 4 : Limitation
Chapter: III
SCOPE OF SETTLEMENT
Regulation 5 : Scope of settlement proceedings
Regulation 6 : Rejection of application
Regulation 7 : Withdrawal of application
Regulation 8 : Effect of pending application on specified proceedings
Chapter: IV
TERMS OF SETTLEMENT
Regulation 9 : Settlement terms
Regulation 10 : Factors to be considered to arrive at the settlement terms
Chapter: V
COMMITTEES
Regulation 11 : High Powered Advisory Committee
Regulation 12 : Internal committee(s)
Chapter: VI
PROCEDURE OF SETTLEMENT
Regulation 13 : Proceedings before the Internal Committee
Regulation 14 : Proceedings before the High Powered Advisory Committee
Regulation 15 : Action on the recommendation of High Powered Advisory Committee
Chapter: VII
SUMMARY SETTLEMENT PROCEDURE
Regulation 16 : Summary settlement procedure
Regulation 17 : Remit the settlement
Chapter: VIII
SETTLEMENT NOTICE
Regulation 18 : Omitted
Chapter: IX
SETTLEMENT WITH CONFIDENTIALITY
Regulation 19 : Settlement with confidentiality
Regulation 20 : Procedure
Regulation 21 : Confidentiality and assurance
Regulation 22 : Confidentiality
Chapter: X
SETTLEMENT ORDERS
Regulation 23 : Settlement of proceedings before the Adjudicating Officer and the Board
Regulation 24 : Settlement of the proceedings pending before the Tribunal or any court
Regulation 25 : Service and publication of settlement order
Regulation 26 : Settlement Schemes
Regulation 27 : Effect of settlement order on third party rights or other proceedings
Regulation 28 : Revocation of the settlement order
Chapter: XI
MISCELLANEOUS
Regulation 29 : Confidentiality of information
Regulation 30 : Power to remove difficulties
Regulation 31 : Irregularity in procedure
Regulation 32 : Relevance of these regulations in specified proceedings
Regulation 33 : Procedure for composition
Regulation 34 : Repeal and savings.
SCHEDULE
SCHEDULE I : Application for settlement
SCHEDULE II : GUIDELINES FOR ARRIVING AT SETTLEMENT TERMS
SCHEDULE III : Format
SCHEDULE IV : Application for confidentiality
 
 
 

Quick Updates:Latest Updates