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FORM A Application for recognition/renewal of recognition of a stock exchange under section 3 of the Securities Contracts (Regulation) Act, 1956 - SEBI

  1. Regulation 9 - Conditions of certificate - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
  2. Regulation 49 - Obligation to maintain secrecy - Securities and Exchange Board of India (Employees’ Service) Regulations, 2001
  3. Regulation 4 - Disclosure of information. - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
  4. Regulation 4 - Application for grant of certificate - SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  5. Regulation 14A - Preliminary Placement Memorandum - Securities and Exchange Board of India (Issue and Listing of Municipal Debt Securities) Regulations, 2015

 

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