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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Chapter VII = RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION Chapters List This

RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018

Chapter: VII
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
Regulation 40 : Rights and obligations of depositories, etc.
Regulation 41 : Depository to declare specific securities eligible
Regulation 42 : Security eligible for dematerialisation
Regulation 43 : Agreement between depository and issuer
Regulation 44 : Systems and procedures
Regulation 45 : Connectivity
Regulation 46 : Mechanism for investor protection
Regulation 47 : Withdrawal by participant
Regulation 48 : Internal monitoring, review and evaluation of systems and controls
Regulation 49 : External monitoring, review and evaluation of systems and controls
Regulation 50 : Business Continuity Plan
Regulation 51 : Wind-down Plan.
Regulation 52 : Insurance against risks
Regulation 53 : Manner of keeping records
Regulation 54 : Records to be maintained.
Regulation 55 : Co-operation with other entities
Regulation 56 : Consolidated account statement
Regulation 57 : Prohibition of assignment
Regulation 58 : Agreement by participant
Regulation 59 : Separate accounts
Regulation 60 : Statement of accounts
Regulation 61 : Transfer or withdrawal by beneficial owner
Regulation 62 : Connectivity
Regulation 63 : Monitoring, reviewing and evaluating internal systems and controls
Regulation 64 : Reconciliation
Regulation 65 : Returns
Regulation 66 : Record of services
Regulation 67 : Manner of keeping records
Regulation 68 : Records to be maintained depository-wise
Regulation 69 : Prohibition of assignment
Regulation 70 : Agreement by issuer
Regulation 71 : Manner of handling share registry work
Regulation 72 : Redressal of investor grievances
Regulation 73 : Investor Protection Fund
Regulation 74 : Manner of surrender of certificate of security
Regulation 75 : Reconciliation
Regulation 76 : Audit
Regulation 77 : Connectivity
Regulation 78 : Information
Regulation 79 : Manner of creating pledge or hypothecation
Regulation 80 : Investment advice
Regulation 81 : Appointment of compliance officer
Regulation 81A : Appointment of the chief risk officer
Regulation 82 : Equal, fair and transparent access
Regulation 82A : Information and Data Sharing Policy
 

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