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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 Chapter III = GENERAL OBLIGATIONS AND RESPONSIBILITIES Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES - Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993

Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 13	:	To abide by Code of Conduct
Regulation 13A	:	Registrar to an Issue not to act as such for an associate
Regulation 14	:	To maintain proper books of accounts and records, etc.
Regulation 15	:	Maintenance of records
Regulation 15A	:	Appointment of a Compliance Officer
Regulation 15B	:	Dispute Resolution
Regulation 15C	:	Grievance Redressal Mechanism

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