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SEBI Circulars, Instructions, Public Notices, Trade Notices etc. For the Year - 2013

Showing 21 to 40 of 87 Records

• CIR/IMD/DF/16/2013 - 18-10-2013
  Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks

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• CIR/MIRSD/ 09/ 2013 - 8-10-2013
  Know Your Client Requirements

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• CIR/MRD/DSA/32/2013 - 4-10-2013
  Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure

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• CIR/MRD/ DSA / 31 /2013 - 30-9-2013
  Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances

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• CIR/MIRSD/8/2013 - 30-9-2013
  Simplification of registration requirements for Stock Brokers

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• CIR/MRD/ICC/30/2013 - 26-9-2013
  Investor Grievance Redressal Mechanism

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• CIR/MRD/ICC/29/2013 - 26-9-2013
  Arbitration Mechanism in Stock Exchanges

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• CIR/MRD/DP/28/2013 - 24-9-2013
  Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

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• CIR/CFD/POLICYCELL/10/2013 - 17-9-2013
  Formats for filing reports in terms of regulations 15(i) and 20(j) of SEBI (Buy Back of Securities) Regulations, 1998

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• CIR/IMD/FIIC/15/2013 - 13-9-2013
  Debt Allocation Mechanism for FII/QFI - Government debt securities

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• CIR/MRD/DP/27/2013 - 12-9-2013
  Risk Management Framework for Dedicated Debt Segment on Stock Exchanges

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• CIR/MIRSD/07/2013 - 12-9-2013
  Know Your Client Requirements for Eligible Foreign Investors

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• CIR / IMD / DF / 14 / 2013 - 11-9-2013
  Master Circular for Mutual Funds

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• CIR/MRD/DRMNP/26/2013 - 4-9-2013
  Principles of Financial Market Infrastructures (PFMIs)

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• CIR/MRD/DP/ 25 /2013 - 3-9-2013
  Index based market-wide circuit breaker mechanism

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• CIR/MIRSD/6/2013 - 28-8-2013
  Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees

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• CIR/MIRSD/5/2013 - 27-8-2013
  General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market

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• CIR/MRD/DP/24/2013 - 19-8-2013
  Testing of software used in or related to Trading and Risk Management

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• CIR/IMD/FIIC/13 /2013 - 13-8-2013
  Investment by Qualified Foreign Investors (QFIs) in “to be listed” Indian Corporate Debt Securities

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• CIR/IMD/DF/12/2013 - 7-8-2013
  Application for change in category of the Alternative Investment Fund

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