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Clarification on dealings between a client and a stock broker
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.... and a stock broker 1. This is with reference to SEBI circular No. MIRSD/SE/Cir-19/2009 dated December 3, 2009 in terms of which the stock brokers were directed to take necessary steps to implement the circular immediately and ensure its full compliance in respect of all clients - existing and new - latest by March 31, 2010. 2. Subsequent to the issuance of the aforesaid circular, SEBI has recei....