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Amendment in ‘Rights and Obligations of Members, Authorized Persons and Clients’ of FMC circular No. FMC/COMPL/IV/KRA-05/11/14 dated February 26, 2015

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..... Stock Brokers through Recognised Stock Exchanges Madam / Sir, Subject: Amendment in Rights and Obligations of Members, Authorized Persons and Clients of FMC circular No. FMC/COMPL/IV/KRA-05/11/14 dated February 26, 2015. 1. SEBI, vide circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/92 dated September 23, 2016 , inter-alia, specified t .....

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..... unicate to the member any change in e-mail id through a physical letter. If the client has opted for internet trading, the request for change of email id may be made through the secured access by way of client specific user id and password. The Appendix A specified in the above clause is the ECN (Electronic Contract Note) Declaration Form in which e-mail id is required to be writte .....

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..... cate to the stock broker any change in the email-id through a physical letter. If the client has opted for internet trading, the request for change of email id may be made through the secured access by way of client specific user id and password. 5. As per the aforementioned clauses, clients in commodity derivatives segment are required to submit a physical form for providing e-mai .....

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..... uary 26, 2015, shall stand rescinded. 7. Stock Exchanges are directed to 7.1. make necessary amendments to the relevant Bye-laws, Rules and Regulations for the implementation of the above decision; 7.2. bring the provisions of this circular to the notice of their members and also disseminate the same on their websites; and 7.3. communicat .....

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