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SEBI - Highlights / Catch Notes

Home Highlights May 2024 Year 2024 This

SEBI has issued a circular specifying a standardized format for ...


SEBI mandates standardized half-yearly reporting for Investment Advisers starting March 31, 2024. Reports due within 7 working days post-period.

Circulars     SEBI

May 23, 2024

SEBI has issued a circular specifying a standardized format for periodic reporting by Investment Advisers (IAs) u/s 15(12) of the SEBI (Investment Advisers) Regulations, 2013. The Investment Advisers Administration and Supervisory Body (IAASB) will administer and supervise these reports u/s 14 of the IA Regulations. IAs must submit half-yearly reports ending on September 30 and March 31. The first report for the period ending March 31, 2024, is due within fifteen days of the IAASB circular, and subsequent reports are due within seven working days post-period. This circular is effective immediately and issued u/s 11(1) of the SEBI Act, 1992.

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