Login

Tax Management India. Com
Law and Practice : Digital eBook
Research is most exciting & rewarding

Case Laws Acts Notifications Circulars Classification Forms Manuals Articles News D. Forum Highlights Notes

TMI - e-Newsletter TaxTMI Refund of GST paid deposited by the Vendor on... TaxTMI Exemption from GST - Hostel accommodation -... TaxTMI Rejection of rectification petition - turnover of... TaxTMI Salary income - Taxability of "fringe benefits" or... TaxTMI Maintainability of petition - availability of... TaxTMI AIRs of Duty Drawback - Customs Notification No.... TaxTMI Notification No. 24/2024-Customs issued to amend... TaxTMI The Foreign Exchange Management (Deposit) (Fourth... TaxTMI The Securities and Exchange Board of India (SEBI)... TaxTMI The DGFT issued Notification No. 12/2024-25, to... TaxTMI 100% EOUs - delay in fulfilment of export... TaxTMI Transfer / Centralization order u/s 127 - The High... TaxTMI Application seeking approval u/s 80G(5)(vi)... TaxTMI Non-jurisdictional AO proceeding with the... TaxTMI Violation of principles of natural justice - The... TaxTMI Levy of penalty - non filling up of Part 'B' of the... TaxTMI Latest Case-Laws TaxTMI Latest Notifications + Circulars TaxTMI GST Council Decisions TaxTMI

Follow us:

SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Custodian) Regulations, 1996 Chapter III = GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS - Securities and Exchange Board of India (Custodian) Regulations, 1996

Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS
Regulation 12	:	Code of conduct
Regulation 13	:	Segregation of activities
Regulation 14	:	Monitoring, review evaluating and inspecting systems and controls.
Regulation 15	:	Prohibition of assignment
Regulation 16	:	Separate custody account
Regulation 17	:	Agreement with the client
Regulation 17A	:	Dispute Resolution
Regulation 18	:	Internal controls
Regulation 19	:	Maintenance of records and documents and furnishing of information
Regulation 19A	:	Appointment of compliance officer.
Regulation 20	:	Information to the Board

Quick Updates:

What's New:
Latest Case Laws

What's New:
Latest Notifications

What's New:
Latest Circulars

F: Sec 16(4) Reversal of ITC when 3B is filed belatedly

F: Time barred order

A: DEPRECIATION ON GOODWILL

F: GST of skill training services

H: Violation of principles of natural justice - duplication of ITC - The ...

H: Violation of principles of natural justice - While the petitioner rais...

H: Grant of Regular Bail - fraudulent passing of Input Tax Credit without...

H: Levy of GST - export of services or not - place of supply - Intermedia...

H: Computation of Long-Term Capital Gain derived from transfer of propert...

H: Income recognition - Interest on NPA - Citing a judgment of the Delhi ...

H: Default in not depositing the TDS amount, as deducted, with the govern...

H: Limitation for passing a assessment order - Consequential order passed...

H: Disallowance of loss on sale of Government Securities - permissible bu...

H: Validity of order passed u/s. 147 against deceased assessee - Citing S...

H: Addition u/s 69A on the basis of whatsapp messages - The ITAT noted th...

H: Addition made u/s. 69A - unexplained cash deposits - The Tribunal foun...

H: Disallowance of deduction claimed u/s 80P - interest and dividends rec...

H: Interest for delay in sanction of refund - The appellant contested the...

H: Smuggling - illegal importation of the seized gold - Confiscation of t...

N: Competition Commission of India (General) Amendment Regulations, 2024

N: Notification under Securities and Exchange Board of India (Certificati...

N: Sebi appoints the amendments in sub-regulation (III) of regulation 3 o...

N: Securities and Exchange Board of India (Depositories and Participants)...

N: Securities Contracts (Regulation) (Stock Exchanges and Clearing Corpor...

A: INVESTMENTS FROM NRE ACCOUNT

C: Applicability of Notification No. 71/2023 dated 11.03.2024

C: Enabling provisions for import of inputs that are subjected to mandato...

A: Mohit Agarwal Vs. CIT (All)- Appeal of assesse was earlier admitted th...

A: Deciphering GST Notices: A Comprehensive Guide to Understanding and Re...

C: Uploading of judicial orders related to insolvency proceedings by Inso...