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SEBI Circulars, Instructions, Public Notices, Trade Notices etc.

Showing 1 to 20 of 1574 Records

CIR/CFD/CMD1/114/2019 - 18-10-2019

Resignation of statutory auditors from listed entities and their material subsidiaries

SEBI/HO/MIRSD/DOP/CIR/P/2019/111 - 15-10-2019

Cyber Security & Cyber Resilience framework for KYC Registration Agencies

SEBI/HO/MIRSD/DOP/CIR/P/2019/110 - 15-10-2019

Cyber Security & Cyber Resilience framework for Qualified Registrars to an Issue / Share Transfer Agents

SEBI/HO/MIRSD/DOP/CIR/P/2019/109 - 15-10-2019

Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants - Clarifications

SEBI/HO/MRD/DOP1/CIR/P/2019/106 - 10-10-2019

Framework for issue of Depository Receipts

SEBI/HO/IMD/DF2/CIR/P/2019/10 - 1-10-2019

Review of investment norms for mutual funds for investment in Debt and Money Market Instruments

SEBI/HO/MRD/CIR/P/2019/103 - 26-9-2019

Position Limits in Interest Rate Derivatives (IRD)

SEBI/HO/IMD/DF4/CIR/P/2019/102 - 24-9-2019

Valuation of money market and debt securities

SEBI/HO/IMD/DF2/CIR/P/2019/101 - 20-9-2019

Risk management framework for liquid and overnight funds and norms governing investment in short term deposits

SEBI/HO/CDMRD/DRMP/CIR/P/2019/100 - 13-9-2019

Additional commodities as Eligible Liquid Assets for Commodity Derivatives Segment

SEBI/HO/CFD/DIL1/CIR/P/2019/192 - 12-9-2019

Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957

SEBI/HO/MIRSD/DOP/CIR/P/2019/95 - 29-8-2019

Handling of Clients’ Securities by Trading Members / Clearing Members

SEBI/HO/CFD/DIL2/CIR/P/2019/94 - 19-8-2019

Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”)

SEBI/HO/IMD/DF4/CIR/P/2019/093 - 16-8-2019

Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds – Pending deployment

SEBI/HO/IFSC/CIR/P/2019/91 - 9-8-2019

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 - Permissible investments by Alternative Investment Funds operating in IFSC

SEBI/HO/CFD/DCR1/CIR/P/2019/90 - 7-8-2019

Disclosure of reasons for encumbrance by promoter of listed companies

SEBI/HO/CDMRD/DNPMP/CIR/P/2019/89 - 7-8-2019

Product Advisory Committee

SEBI/HO/OIAE/IGRD/CIR/P/2019/86 - 2-8-2019

Streamlining issuance of SCORES Authentication for SEBI registered intermediaries

SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/87 - 1-8-2019

Database for Distinctive Number (DN) of Shares - Action against non-compliant companies

CIR/HO/MIRSD/DOP/CIR/P/2019/88 - 1-8-2019

Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments



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