Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Chapters List Chapter I PRELIMINARY This
Forgot password New User/ Regiser ⇒ Register to get Live Demo
Regulation 3 - Applicability of the regulations - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015Extract Applicability of the regulations. 3. 2 [ (1) ] Unless otherwise provided, these regulations shall apply to 3 [ a ] listed entity 3 [ which ] has listed any of the following designated securities on recognised stock exchange(s): (a) specified securities listed on main board or SME Exchange or 4 [ Innovators Growth Platform ] ; 6 [ (b) non-convertible securities; ] (c) Indian depository receipts; (d) securitised debt instruments; 1 [(da) security receipts;] (e) units issued by mutual funds; (f) any other securities as may be specified by the Board. 5 [ (2) The provisions of these regulations which become applicable to listed entities on the basis of market capitalisation criteria shall continue to apply to such entities even if they fall below such thresholds. ] 7 [ (3) The provisions of these regulations which become applicable to listed entities on the basis of the criterion of the value of outstanding listed debt securities shall continue to apply to such entities even if they fall below such thresholds as mentioned in sub-regulation (1A) of regulation 15. ] ******* 1 Inserted by the SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2018, w.e.f. 06.09.2018. 2. Numbered vide Notification No. SEBI/LAD-NRO/GN/2021/22 dated 05-05-2021 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/22 dated 05-05-2021 before it was read as the who 4. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/22 dated 05-05-2021 before it was read as institutional trading platform 5. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/22 dated 05-05-2021 6. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 before it was read as (b) non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares; 7. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021
|