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SEBI - Securities & Exchange Board of India

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SEBI - Securities & Exchange Board of India

    Act

  1. DEPOSITORIES ACT, 1996
  2. Securities and Exchange Board of India Act, 1992
  3. SECURITIES CONTRACTS (REGULATION) ACT, 1956
  4. Rule

  5. DEPOSITORIES (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATING OFFICER) RULES, 2005
  6. SECURITIES CONTRACTS (REGULATION) (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATING OFFICER) RULES, 2005
  7. SECURITIES TRANSACTION TAX RULES, 2004
  8. SECURITIES APPELLATE TRIBUNAL (SALARIES, ALLOWANCES AND OTHER TERMS AND CONDITIONS OF PRESIDING OFFICER AND OTHER MEMBERS) RULES, 2003
  9. Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000
  10. SECURITIES APPELLATE TRIBUNAL (PROCEDURE) RULES, 2000
  11. SECURITIES CONTRACTS (REGULATION) (APPEAL TO SECURITIES APPELLATE TRIBUNAL) RULES, 2000
  12. SECURITIES APPELLATE TRIBUNAL (SALARIES AND ALLOWANCES AND OTHER CONDITIONS OF SERVICE OF THE OFFICERS AND EMPLOYEES) RULES, 1997
  13. SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATING OFFICER) RULES, 1995
  14. SECURITIES AND EXCHANGE BOARD OF INDIA (ANNUAL REPORT) RULES, 1994
  15. SECURITIES AND EXCHANGE BOARD OF INDIA (FORM OF ANNUAL STATEMENT OF ACCOUNTS AND RECORDS) RULES, 1994
  16. SECURITIES AND EXCHANGE BOARD OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES, 1993
  17. SECURITIES AND EXCHANGE BOARD OF INDIA (TERMS AND CONDITIONS OF SERVICE OF CHAIRMAN AND MEMBERS) RULES, 1992
  18. SECURITIES CONTRACTS (REFERENCE TO THE COMPANY LAW BOARD) RULES, 1986
  19. SECURITIES CONTRACTS (REGULATION) RULES, 1957
  20. Regulation

  21. SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 2020
  22. Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
  23. Securities and Exchange Board of India (Settlement Proceedings) Regulations, 2018
  24. Securities and Exchange Board of India (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018
  25. Securities and Exchange Board of India (Buy-back of Securities) Regulations, 2018
  26. Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
  27. Securities and Exchange Board of India (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018
  28. Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018
  29. Securities and Exchange Board of India (Issue and Listing of Municipal Debt Securities) Regulations, 2015
  30. Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
  31. Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
  32. Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
  33. Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014
  34. Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014
  35. Securities and Exchange Board of India (Research Analysts) Regulations, 2014
  36. Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014
  37. Securities and Exchange Board of India (Investment Advisers) Regulations 2013
  38. Securities and Exchange Board of India (Issue And Listing Of Non-Convertible Redeemable Preference Shares) Regulations, 2013
  39. Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
  40. Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  41. Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011
  42. Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009
  43. Securities and Exchange Board of India (Investor Protection and Education Fund) Regulations, 2009
  44. Securities and Exchange Board of India (Intermediaries) Regulations, 2008
  45. Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008
  46. Securities and Exchange Board of India (Issue and Listing of Securitized Debt Instruments and Security Receipts) Regulations, 2008
  47. Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
  48. Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006
  49. Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) Regulations, 2006
  50. Securities and Exchange Board of India (Self Regulatory Organisations) Regulations, 2004
  51. Securities and Exchange Board of India (Ombudsman) Regulations, 2003
  52. Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
  53. SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002
  54. Securities and Exchange Board of India (Issue of Sweat Equity) Regulations, 2002
  55. Securities and Exchange Board of India (Employees’ Service) Regulations, 2001
  56. Securities and Exchange Board of India (Procedure for Board Meetings) Regulations, 2001
  57. Securities and Exchange Board of India (Foreign Venture Capital Investors) Regulations 2000
  58. Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
  59. Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
  60. Securities and Exchange Board of India (Custodian) Regulations, 1996
  61. Securities and Exchange Board of India (Mutual Funds) Regulations, 1996
  62. Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
  63. Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993
  64. Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
  65. Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
  66. Securities and Exchange Board of India (Underwriters) Regulations, 1993
  67. Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
  68. Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992
  69. Order

  70. SEBI (Prohibition on Raising Further Capital From Public and Transfer of Securities of Suspended Companies) Order, 2015
  71. SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012
  72. SEBI (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2006
  73. Guidelines

  74. SEBI (International Financial Services Centres) Guidelines, 2015
  75. SEBI (Aid for Legal Proceedings) Guidelines, 2009
  76. Framework for recognition and supervision of stock exchanges / platforms of stock exchanges for small and medium enterprises
  77. Guidelines for Anti-money laundering measures
  78. SEBI (Informal Guidance) Scheme 2003
  79. SEBI (Disclosure and Investor Protection Guidelines) 2000
  80. Guidelines for opening of Trading Terminals Abroad
  81. Old-Provisions

  82. SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR SEARCH AND SEIZURE) REGULATIONS, 2014
  83. Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
  84. SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) REGULATIONS, 2012
  85. Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
  86. SECURITIES AND EXCHANGE BOARD OF INDIA (CRITERIA FOR FIT AND PROPER PERSON) REGULATIONS, 2004
  87. SECURITIES AND EXCHANGE BOARD OF INDIA(CENTRAL LISTING AUTHORITY) REGULATIONS, 2003
  88. SEBI (Delisting of Securities) Guidelines, 2003
  89. Securities and Exchange Board of India (Central Database Of Market Participants) Regulations, 2003
  90. SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
  91. Securities and Exchange Board of India (Buy Back Of Securities) Regulations, 1998
  92. DEPOSITORIES (APPEAL TO THE CENTRALGOVERNMENT) RULES, 1998
  93. SECURITIES AND EXCHANGE BOARD OF INDIA(SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 1997
  94. SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
  95. SECURITIES AND EXCHANGE BOARD OF INDIA (VENTURE CAPITAL FUNDS) REGULATIONS, 1996
  96. SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN INSTITUTIONAL INVESTORS) REGULATIONS, 1995
 
 

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