Regulation 22 - Service of notice - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002

1 [ Service of notice 22. A notice issued under these regulations may be served on the concerned person in the following manner, this is to say,- a) by delivering or tendering to that person or his duly authorised agent; or b) by transmitting a copy thereof by registered post with acknowledgement due, addressed to that person or his duly authorised agent, or by speed post or by such courier services as may be approved by the Board or by any other means of transmission of documents including Fax message or electronic mail service, which affords a record of delivery; or c) in case of service upon a stock broker the same may be served through the concerned stock exchange; or d) if it cannot be served under clauses (a), (b) or (c), - (i) by affixing the same on the outer door or some other conspicuous part of the premises in which that person resides or is known to have last resided, or carries on business or is last known to have carried on business or personally works for gain or is known to have last personally worked for gain: Provided that written report thereof shall be witnessed by two persons; or (ii) by posting such notice on the Board s website ] ********* Notes:- 1. Substituted vide Notification No. SEBI/LAD/DOP/2232/2007 dated 23-04-2007 before it was read as Service of notice 22. (1) A notice issued under these regulations may be served on the intermediary by sending it to such intermediary at his registered office address or at principal office address as available on the records of the Board by registered post acknowledgement due or by speed post or by such courier service as may be approved by the Board. (2) If a notice cannot be served in the manner referred to in sub-regulation (1), the same shall be served by affixing on the door or some other conspicuous part of the premises of the registered office or the principal office of the intermediary. (3) In case of a stock broker, the notice shall be served through the concerned stock exchange.