SEBI Circulars, Instructions, Public Notices, Trade Notices etc. For the Year - 2020
Showing 1 to 20 of 187 Records
SEBI/HO/MIRSD/DOP/CIR/P/2020/255 -
31-12-2020
Relaxation in timelines for compliance with regulatory requirements
SEBI/HO/MIRSD/CRADT/CIR/P/2020/254 -
31-12-2020
Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) - Extension of timeline for implementation
SEBI/HO/IMD/DF2/CIR/P/2020/253 -
31-12-2020
Circular on Mutual Funds
SEBI/HO/IMD/DF1/CIR/P/2020/256 -
31-12-2020
Procedural Guidelines for Proxy Advisors
SEBI/HO/MRD2/DCAP/CIR/P/2020/245 -
21-12-2020
Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC)
SEBI/HO/CDMRD/DRMP/CIR/P/2020/244 -
21-12-2020
Review of inclusion of Historical Scenarios in Stress Testing in Commodity Derivatives Segment
SEBI/HO/MRD2/DCAP/CIR/P/2020/243 -
18-12-2020
Framework for issue of Depository Receipts - Clarifications
SEBI/HO/CFD/CMD/CIR/P/2020/242 -
9-12-2020
e-Voting Facility Provided by Listed Entities
SEBI/HO/CFD/DIL1/CIR/238/2020 -
8-12-2020
Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity
SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 -
2-12-2020
Operational guidelines for Transfer and Dematerialization of re-lodged physical shares
SEBI/HO/MIRSD/DOP/CIR/P/2020/235 -
1-12-2020
Relaxation in timelines for compliance with regulatory requirements
SEBI/HO/MRD1/DSAP/CIR/P/2020/234 -
24-11-2020
Testing of software used in or related to Trading and Risk Management
SEBI/HO/DDHS/CIR/P/2020/233 -
23-11-2020
Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations)
SEBI/HO/DDHS/DDHS/CIR/P/2020/232 -
17-11-2020
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
SEBI/HO/DDHS/DDHS/CIR/P/2020/231 -
13-11-2020
Non-compliance with provisions related to continuous disclosures
SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2020/230 -
12-11-2020
Monitoring and Disclosures by Debenture Trustee(s)
SEBI/HO/MRD2/DCAP/CIR/P/227 -
6-11-2020
Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation (LPCC)
SEBI/HO/MIRSD/DOC/CIR/P/2020/226 -
6-11-2020
Investor Grievance Redressal Mechanism
SEBI/HO/IMD/DF3/CIR/P/2020/229 -
6-11-2020
Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes
SEBI/HO/IMD/DF3/CIR/P/2020/228 -
6-11-2020
Introduction of “Flexi Cap Fund” as a new category under Equity Schemes
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