Circulars / Instructions / Public Notices etc.

SEBI Circulars, Instructions, Public Notices, Trade Notices etc. For the Year - 2020

Showing 1 to 20 of 176 Records

SEBI/HO/MRD1/DSAP/CIR/P/2020/234 - 24-11-2020

Testing of software used in or related to Trading and Risk Management

SEBI/HO/DDHS/CIR/P/2020/233 - 23-11-2020

Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations)

SEBI/HO/DDHS/DDHS/CIR/P/2020/232 - 17-11-2020

Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT

SEBI/HO/DDHS/DDHS/CIR/P/2020/231 - 13-11-2020

Non-compliance with provisions related to continuous disclosures

SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2020/230 - 12-11-2020

Monitoring and Disclosures by Debenture Trustee(s)

SEBI/HO/MRD2/DCAP/CIR/P/227 - 6-11-2020

Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation (LPCC)

SEBI/HO/MIRSD/DOC/CIR/P/2020/226 - 6-11-2020

Investor Grievance Redressal Mechanism

SEBI/HO/IMD/DF3/CIR/P/2020/229 - 6-11-2020

Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes

SEBI/HO/IMD/DF3/CIR/P/2020/228 - 6-11-2020

Introduction of “Flexi Cap Fund” as a new category under Equity Schemes

SEBI/HO/IMD/DF3/CIR/P/2020/225 - 5-11-2020

Enhancement of Overseas Investment limits for Mutual Funds

SEBI/HO/DDHS/DDHS/CIR/P/2020/223 - 4-11-2020

Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)

SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 - 3-11-2020

Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s)

SEBI/HO/CFD/DIL1/CIR/P/2020/215 - 3-11-2020

Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957

SEBI/HO/OIAE/IGRD/CIR/P/2020/208 - 22-10-2020

Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies

SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 - 22-10-2020

Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund”

SEBI/HO/IMD/DF6/CIR/P/2020/209 - 22-10-2020

Processing of applications for registrations of AIFs and launch of schemes

SEBI/HO/CDMRD/DNPMP/CIR/P/2020/206 - 19-10-2020

Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines

SEBI/HO/MIRSD/CRADT/CIR/P/2020/203 - 13-10-2020

Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities

SEBI/HO/IMD/DF4/CIR/P/2020/202 - 8-10-2020

Guidelines on Inter Scheme Transfers of Securities

SEBI/HO/DDHS/DDHS/CIR/P/2020/201 - 8-10-2020

Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio-Visual Means (VC/OAVM)

12345........ 9