Circulars / Instructions / Public Notices etc.

SEBI Circulars, Instructions, Public Notices, Trade Notices etc. For the Year - 2020

Showing 1 to 20 of 187 Records

SEBI/HO/MIRSD/DOP/CIR/P/2020/255 - 31-12-2020

Relaxation in timelines for compliance with regulatory requirements

SEBI/HO/MIRSD/CRADT/CIR/P/2020/254 - 31-12-2020

Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) - Extension of timeline for implementation

SEBI/HO/IMD/DF2/CIR/P/2020/253 - 31-12-2020

Circular on Mutual Funds

SEBI/HO/IMD/DF1/CIR/P/2020/256 - 31-12-2020

Procedural Guidelines for Proxy Advisors

SEBI/HO/MRD2/DCAP/CIR/P/2020/245 - 21-12-2020

Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC)

SEBI/HO/CDMRD/DRMP/CIR/P/2020/244 - 21-12-2020

Review of inclusion of Historical Scenarios in Stress Testing in Commodity Derivatives Segment

SEBI/HO/MRD2/DCAP/CIR/P/2020/243 - 18-12-2020

Framework for issue of Depository Receipts - Clarifications

SEBI/HO/CFD/CMD/CIR/P/2020/242 - 9-12-2020

e-Voting Facility Provided by Listed Entities

SEBI/HO/CFD/DIL1/CIR/238/2020 - 8-12-2020

Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity

SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 - 2-12-2020

Operational guidelines for Transfer and Dematerialization of re-lodged physical shares

SEBI/HO/MIRSD/DOP/CIR/P/2020/235 - 1-12-2020

Relaxation in timelines for compliance with regulatory requirements

SEBI/HO/MRD1/DSAP/CIR/P/2020/234 - 24-11-2020

Testing of software used in or related to Trading and Risk Management

SEBI/HO/DDHS/CIR/P/2020/233 - 23-11-2020

Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations)

SEBI/HO/DDHS/DDHS/CIR/P/2020/232 - 17-11-2020

Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT

SEBI/HO/DDHS/DDHS/CIR/P/2020/231 - 13-11-2020

Non-compliance with provisions related to continuous disclosures

SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2020/230 - 12-11-2020

Monitoring and Disclosures by Debenture Trustee(s)

SEBI/HO/MRD2/DCAP/CIR/P/227 - 6-11-2020

Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation (LPCC)

SEBI/HO/MIRSD/DOC/CIR/P/2020/226 - 6-11-2020

Investor Grievance Redressal Mechanism

SEBI/HO/IMD/DF3/CIR/P/2020/229 - 6-11-2020

Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes

SEBI/HO/IMD/DF3/CIR/P/2020/228 - 6-11-2020

Introduction of “Flexi Cap Fund” as a new category under Equity Schemes

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