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Home Acts & Rules SEBI Act Securities and Exchange Board of India Act, 1992 Chapters List Chapter VIA PENALTIES AND ADJUDICATION This

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Section 15I - Power to adjudicate - Securities and Exchange Board of India Act, 1992

Extract

  1. Section 29 - Power to make rules - Securities and Exchange Board of India Act, 1992
  2. Section 15T - Appeal to the Securities Appellate Tribunal - Securities and Exchange Board of India Act, 1992
  3. Section 15JB - settlement of administrative and civil proceedings - Securities and Exchange Board of India Act, 1992
  4. Section 15J - Factors to be taken into account while adjudging quantum of penalty - Securities and Exchange Board of India Act, 1992
  5. Section 15HB - Penalty for contravention where no separate penalty has been provided - Securities and Exchange Board of India Act, 1992
  6. Section 15HA - Penalty for fraudulent and unfair trade practices - Securities and Exchange Board of India Act, 1992
  7. Section 15H - Penalty for non-disclosure of acquisition of shares and takeovers - Securities and Exchange Board of India Act, 1992
  8. Section 15G - Penalty for insider trading - Securities and Exchange Board of India Act, 1992
  9. Section 15F - Penalty for default in case of stock brokers - Securities and Exchange Board of India Act, 1992
  10. Section 15EB - Penalty for default in case of investment adviser and research analyst - Securities and Exchange Board of India Act, 1992
  11. Section 15EA - Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts. - Securities and Exchange Board of India Act, 1992
  12. Section 15E - Penalty for failure to observe rules and regulations by an asset management company - Securities and Exchange Board of India Act, 1992
  13. Section 15D - Penalty for certain defaults in case of mutual funds - Securities and Exchange Board of India Act, 1992
  14. Section 15C - Penalty for failure to redress investors’ grievances - Securities and Exchange Board of India Act, 1992
  15. Section 15B - Penalty for failure by any person to enter into agreement with clients - Securities and Exchange Board of India Act, 1992
  16. Section 15A - Penalty for failure to furnish information, return, etc - Securities and Exchange Board of India Act, 1992
  17. Section 11B - Power to issue directions and levy penalty - Securities and Exchange Board of India Act, 1992
  18. Section 11 - Functions of Board - Securities and Exchange Board of India Act, 1992
  19. Rule 5 - Order of the adjudicating officer - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATING OFFICER) RULES, 1995
  20. Rule 2 - Definitions - SECURITIES APPELLATE TRIBUNAL (PROCEDURE) RULES, 2000
  21. Rule 2 - Definition - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATING OFFICER) RULES, 1995
  22. Regulation 76 - Action by the Board. - Securities and Exchange Board of India (Mutual Funds) Regulations, 1996
  23. Regulation 5A - Transfer of Pending enquiry - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002
  24. Regulation 2 - Definitions - Securities and Exchange Board of India (Settlement Proceedings) Regulations, 2018
  25. Regulation 15 - Situations when summary procedure to be followed - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002
  26. Regulation 13 - Imposition of penalty - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002

 

 

 

 

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