Tax Management India. Com
                        Law and Practice: A Digital eBook ...

☞ Data-bank

TMI - Tax Management India. Com
Case Laws Acts Notifications Circulars Classification Forms Articles News D. Forum
Highlights
What's New  Latest Cases 

Share:      

        Home        
 
Home Acts & Rules SEBI Regulation SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002 Chapters List Chapter II ENQUIRY PROCEEDINGS This
← Previous Next →
  • Login
  • Notifications
  • Plus+

Tax Updates - TMI e-Newsletter

User Login
Username  
Password  
Stay sign in     

Forget password       New User/ Regiser



 

Regulation 4 - Enquiry for contraventions of the regulations - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002

Extract

..... Enquiry for contraventions of the regulations 4. An enquiry for the purpose of passing an order under these regulations may be held for contravention of any of the provisions of 1[the following regulation, as amended from time to time] - (a) the Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Regulations, 1992; (b) the Securities and Exchange Board of India (Insider Trading) Regulations, 1992; (c) the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1 .....

X X   X X   Extracts   X X   X X

Login / Subscribe to Access Full Page

Regulation 4 - Enquiry for contraventions of the regulations - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002

X X   X X   Extracts   X X   X X

..... he Securities and Exchange Board of India (Mutual Funds) Regulations, 1996; (o) the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997; (p) the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998; (q) the Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999; (r) the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999; (s) the Securities and Excha .....

X X   X X   Extracts   X X   X X

Login / Subscribe to Access Full Page

Regulation 4 - Enquiry for contraventions of the regulations - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002

X X   X X   Extracts   X X   X X

  1. SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
  2. SECURITIES AND EXCHANGE BOARD OF INDIA (VENTURE CAPITAL FUNDS) REGULATIONS, 1996
  3. SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN INSTITUTIONAL INVESTORS) REGULATIONS, 1995
  4. SECURITIES AND EXCHANGE BOARD OF INDIA(SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) REGULATIONS, 1997
  5. Securities and Exchange Board of India (Foreign Venture Capital Investors) Regulations 2000
  6. Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999
  7. Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
  8. Securities and Exchange Board of India (Buy Back Of Securities) Regulations, 1998
  9. Securities and Exchange Board of India (Custodian) Regulations, 1996
  10. Securities and Exchange Board of India (Mutual Funds) Regulations, 1996
  11. Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
  12. Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993
  13. Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
  14. Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
  15. Securities and Exchange Board of India (Underwriters) Regulations, 1993
  16. Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
  17. Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992
  18. Regulation 5 - Appointment of enquiry officer - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002
  19. Regulation 21 - Amendment of relevant Regulations - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002
  20. Regulation 2 - Definitions - SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING ENQUIRY BY ENQUIRY OFFICER AND IMPOSING PENALTY) REGULATIONS, 2002

 

← Previous Next →

 

 

 

|| Home || About us || Feedback || Contact us || Disclaimer || Terms of Use || Privacy Policy || Database || Members || Refer Us ||

© Taxmanagementindia.com [A unit of MS Knowledge Processing Pvt. Ltd.] All rights reserved.
|| Site Map - Recent || Site Map || ||