Tax Management India. Com
                        Law and Practice: A Digital eBook ...

Category of Documents

TMI - Tax Management India. Com
Case Laws Acts Notifications Circulars Classification Forms Manuals SMS News Articles
Highlights
D. Forum
What's New

Share:      

        Home        
 
Home Circulars 2019 SEBI SEBI - 2019 This
← Previous Next →
  • Login

 

User Login
Username  
Password  
Stay sign in     

Forget password       New User/ Regiser



 

Enhanced Due Diligence for Dematerialization of Physical Securities - SEBI - SEBI/HO/MIRSD/RTAMB/CIR/P/2019/122

Extract

..... in physical mode is not permitted w.e.f. April 01, 2019. Standardised norms with respect to documentation / procedure for transfer of physical securities were issued vide SEBI circular No. SEBI/HO/MIRSD/DOS3/CIR/P/2018/139 dated November 06, 2018. 2. To augment the integrity of the system in processing of dematerialization request in respect of the remaining physical shares, the Depositories and the listed companies / RTAs are directed to implement the following due diligence process: I. All Li .....

X X   X X   Extracts   X X   X X

Login / Subscribe to Access Full Page

Enhanced Due Diligence for Dematerialization of Physical Securities - SEBI

X X   X X   Extracts   X X   X X

..... s-à-vis name of the beneficial owner of demat account, the depository system shall generate flag / alert. In instances, where such flags / alerts have been generated, the following additional documents explaining the difference in name, as prescribed in paragraph 2 (b) of the cited SEBI circular of November 06, 2018, shall be sought, namely i. Copy of Passport ii. Copy of legally recognized marriage certificate iii. Copy of gazette notification regarding change in name iv. Copy of Aadhar .....

X X   X X   Extracts   X X   X X

Login / Subscribe to Access Full Page

Enhanced Due Diligence for Dematerialization of Physical Securities - SEBI

X X   X X   Extracts   X X   X X

 

← Previous Next →

 

 

 

|| Home || About us || Feedback || Contact us || Disclaimer || Terms of Use || Privacy Policy || Database || Members || Refer Us ||

© Taxmanagementindia.com [A unit of MS Knowledge Processing Pvt. Ltd.] All rights reserved.
|| Site Map - Recent || Site Map || ||