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Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) - SEBI - SEBI/HO/IMD/DF1/CIR/P/2020/185

Extract

..... HO/IMD/DF1/CIR/P/2020/31 dated February 28, 2020. 2. Pursuant to SEBI circular SEBI/HO/MRD1/DSAP/CIR/P/2020/155 dated August 21, 2020 and developments thereafter, it has been decided to amend the provisions of the aforesaid operating guidelines, as under: i. Clause 3 of the operating guidelines read with para 3 of circular dated February 28, 2020 is amended as follows- “3. The following persons shall be eligible to apply to the Board for registration as an Investment Adviser in IFSC: a. An .....

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Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) - SEBI

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..... amended as follows- “c. The IA/ parent entity shall fulfil the aforesaid net worth requirement, separately and independently for each activity undertaken by it under the relevant regulations.” iv. Clause 9 of the operating guidelines is amended as follows- “9. An IA shall ensure to conduct annual audit in respect of compliance with Investment Adviser Regulations and these guidelines from a chartered accountant or a company secretary.” 3. This circular is issued in exercis .....

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Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) - SEBI

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