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Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers - SEBI - SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/564

Extract

..... CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/564 May 12, 2021 To All Portfolio Managers Dear Sir / Madam, Subject: Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers 1. Regulation 11 of the SEBI (Portfolio Managers) Regulations, 2020 prescribes the conditions of registration as a Portfolio Manager. Vide SEBI (Portfolio Managers) (Second Amendment) Regulations, 2021 notified on April 26, 2021, a Sub-regulation (aa) has been inserted in the aforesaid Reg .....

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Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers - SEBI

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..... s shall be informed about the proposed change prior to effecting the same, in order to enable them to take well informed decision regarding their continuance or otherwise with the changed management. 3. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 read with Regulation 43 of the SEBI (Portfolio Managers) Regulations, 2020, to protect the interests of investors in securities market and to promote the development .....

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Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers - SEBI

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