Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations - SEBI - SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664

..... the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations shall disclose on their websites, the data on complaints received against them and redressal thereof, latest by 7th of succeeding month, as per the format enclosed at Annexure - ‘A’ to this circular. 2. These disclosure requirements are in addition to those already mandated by SEBI. 3. The provisions of this circular shall come into effect from January 01, 2022. 4. The Stock Exchanges ( .....

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Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations - SEBI

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..... bsites- Format for disclosing data of complaints on their website: Data for the month ending Sr. No. Received from Carried forward from previous month Received during the month Total Complaints Resolved during the month* Pending at the end of the month** Average Resolution time^ Pending for less than 3 months Pending for more than 3 months 1 2 3 4 5 6 7 8 1 Directly from Investors 2 SEBI (SCORES) 3 Members 4 Other Sources (if any) Grand Total *Should include complaints of previous months resolve .....

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Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations - SEBI

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