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Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ - SEBI - SEBI/HO/MIRSD/SEC-5/P/CIR/2022/100

Extract

..... CIRCULAR SEBI/HO/MIRSD/SEC-5/P/CIR/2022/100 July 27, 2022 To, SEBI Registered Intermediaries: 1. KYC Registration Agencies (KRAs), 2. Stock Brokers through Stock Exchanges, 3. Depository Participants (DPs) through Depositories, 4. Mutual Funds (MFs) and AMCs 5. Portfolio Managers (PMs) 6. Collective Investment Schemes (CIS), 7. Investment advisors 8. Registrar and Transfer Agents 9.Custodians 10.Alternate Investment Funds (AIFs) Association of Mutual Funds in India (AMFI) Dear Sir/Madam, Subject .....

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Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ - SEBI

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..... new and existing) shall commence from November 01, 2022. 4. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 and Regulation 17 of the SEBI KYC (Know Your Client) Registration Agency) Regulations, 2011 to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. Yours faithfully, Sapna Sinha Deputy General Manager Tel. no.:022 2644 9748 email id: sap .....

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Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ - SEBI

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