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Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/04 - SEBI

Extract

..... ndia (Investment Advisers) Regulations, 2013, namely, - 1. These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021. 2. They shall come into force on the date of their publication in the Official Gazette 3. In the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, - I. after clause (m) of regulation 6, the following clause shall be inserted, namely, - “(n) Whether the applicant is a member of .....

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Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/04 - SEBI

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..... below,” b. after the words “has been paid”, the symbol “.” shall be substituted with the symbol “:” c. after the newly inserted “:”, the following sub-clauses shall be inserted, namely, - “(a) for individuals and firms: ₹ 1,000 (b) for Body Corporate including Limited Liability Partnerships: ₹ 5,000” AJAY TYAGI, Chairman [ADVT.-III/4/Exty./449/2020-21] Footnote: 1. The Securities and Exchange Board of India (Investmen .....

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Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/04 - SEBI

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