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Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/04 - SEBI

Extract

..... ndia (Investment Advisers) Regulations, 2013, namely, - 1. These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021. 2. 2[They shall come into force on April 1, 2021] 3. In the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, - I. after clause (m) of regulation 6, the following clause shall be inserted, namely, - “(n) Whether the applicant is a member of a recognized body or body corporate .....

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Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/04 - SEBI

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..... quo;has been paid”, the symbol “.” shall be substituted with the symbol “:” c. after the newly inserted “:”, the following sub-clauses shall be inserted, namely, - “(a) for individuals and firms: ₹ 1,000 (b) for Body Corporate including Limited Liability Partnerships: ₹ 5,000” AJAY TYAGI, Chairman [ADVT.-III/4/Exty./449/2020-21] Footnote: 1. The Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 were pu .....

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Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/04 - SEBI

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