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Securities and Exchange Board of India (Investment Advisers) (Third Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/34 - SEBI

Extract

..... he Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, namely, - 1. These Regulations may be called the Securities and Exchange Board of India (Investment Advisers) (Third Amendment) Regulations, 2021. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013,- I. In sub-regulation (1) of regulation 2, (i) clause (aa) shall be numbered as clause (ac). .....

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Securities and Exchange Board of India (Investment Advisers) (Third Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/34 - SEBI

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..... N/2012- 13/31/1778. 2. The Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 were subsequently amended on, - (1) 23rd May, 2014 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014 vide LAD-NRO/GN/2014-15/03/1089. (2) 8th December, 2016 by the Securities and Exchange Board of India (Change in Conditions of Registration of Certain Intermediaries) (Amendment) Regulations, 2016 vide No. SEBI/LAD-NRO/GN/2016-17/023. (3) 17th April .....

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Securities and Exchange Board of India (Investment Advisers) (Third Amendment) Regulations, 2021 - SEBI/LAD-NRO/GN/2021/34 - SEBI

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