TMI BlogApplication for obtaining permission to enter intoX X X X Extracts X X X X X X X X Extracts X X X X ..... egory - I banks should submit the following documents along with the application: (i) Certified copy of the license (English version) issued by the Central Bank/ any other Supervisory Authority of the country where the Exchange House is situated. (ii) Certified copy/ ies of license(s) issued by Municipal Authorities and / or any other Government regulatory/ controlling authority in the country of the Exchange House. (applicable to the Exchange Houses in U.A.E.) (iii) A Certificate from a Chartered Accountant, regarding compliance with anti money laundering norms in the home country of the Exchange House. (iv) Certified copies of confidential opinion/ report recorded by (a) Embassy of India in the country concerned and (b) two ba ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... of loss (v) Ref. Nos. and dates lodged with RBI and RBI s permission to write off 5. Financial disputes if any with EH(s) pending settlement (i) Name of EH (ii) Expected amount of loss (iii) Particulars of loss (iv) Ref. No. dated of report lodged with RBI 6. Furnish an EH-wise summary of the major irregularities observed in the existing drawing arrangements during inspections by Internal Auditors, RBI Inspectors as also Overseas Auditors indicating the corrective measures initiated by the bank Part ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Profit earned/loss sustained by the EH during the previous three calendar years 5. Particulars of license issued by the Central Bank/ Supervisory Authority of the country concerned : a) License no b) Date of issue c) Validity period d) Special conditions, if any 6. Particulars of licenses issued by Municipal Authorities and/or any other Government regulatory/ controlling authority (Applicable to EHs in UAE) Licence No Date of issue Validity period d) Special conditions if any ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... under which the proposed RDA will be conducted (DDA/Non-DDA/Speed) 4. Name and address of the account maintaining Branch 5. No of drawee branches to be included in the proposed RDA 6. Whether EH is prepared to provide additional collateral cover equivalent to one month s projected drawings ?(Applicable to EHs which have not completed three years of its operations) 7. Any other information which the bank wishes to furnish in support of this application ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
