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Form of Annual Report.

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..... The annual report referred to in sub-regulation (2) shall be submitted to the Central Government within 1[ninety] days after the end of the each financial year. APPENDIX SECURITIES AND EXCHANGE BOARD OF INDIA (ANNUAL REPORT) RULES, 1994 [See rule 3] Form of Annual Report of Securities and Exchange Board of India PART I Policies and Programmes (a) Review of the general economic environment a .....

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..... ities and Exchange Board of India in respect of matters specified in section 11 of Securities and Exchange Board of India Act, 1992:- (a) Regulation of business in stock exchanges: (Indicate measures adopted for regulation of business in stock exchanges including their trading and settlement practices, etc.). (b) Registration and regulation of working of stock-brokers, sub-brokers, share tra .....

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..... ations: (Give an account of measures taken by Securities and Exchange Board of India to promote and regulate self-regulatory organisation). (e) Fraudulent and unfair trade practices: (Give details regarding fraudulent and unfair trade practices which have come to the notice of Securities and Exchange Board of India and steps taken by them to prevent occurrence of such practices). (f) Inves .....

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..... t conducted by Securities and Exchange Board of India: (Give details regarding above). (j) Delegated powers and functions: [Give details regarding performance of delegated functions and exercise of delegated powers by Securities and Exchange Board of India under the Securities Contracts (Regulation) Act, 1956 (42 of 1956)]. (k) Fees and other charges: (Give an account of fees and other c .....

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