MEASUSRES TO ENSURE AUTONOMY OF REGULATORY DEPARTMENTS

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..... the core and critical functions shall include but not limited to: a. Vertical 1: Critical Operations i. Provision for dematerialization of securities including holding and transfer of such securities; ii. Record keeping of information related to dematerialized securities; iii. IT infrastructure for core and critical functions; iv. Business continuity plan and disaster recovery opera .....

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..... on in the Official Gazette) before it was read as, FOURTH SCHEDULE Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 [See regulation 29] MEASUSRES TO ENSURE AUTONOMY OF REGULATORY DEPARTMENTS In order to ensure the segregation of regulatory departments, every depository shall adopt a Chinese Wall policy which separates the regulatory de .....

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..... (iii) participant registration; (iv) Issuer/ securities admission; (v) compliance; (vi) inspection; (vii) enforcement; (viii) arbitration; (ix) investor protection; (x) investor services. - - statute, statutory provisions legislation, law, enactment, Acts, Rules, Regulations, Taxation Tax Management India - taxmanagementindia - taxmanagement - taxmanagementindia.com - TM .....

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