Application for grant of certificate

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... old itself out as an investment adviser unless he has obtained a certificate of registration from the Board under these regulations: Provided that a person acting as an investment adviser immediately before the commencement of these regulations may continue to do so for a period of six months from such commencement or, if it has made an application for a certificate under sub regulation (2) wit .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... ities, shall use the nomenclature Independent Financial Adviser or IFA or Wealth Adviser or any other similar name unless registered with the Board as Investment Adviser. ] ************* NOTES:- 1. Inserted vide Notification No. SEBI/LAD-NRO/GN/2020/22 dated 03-07-2020 2. Inserted vide Notification No. SEBI/LAD-NRO/GN/2020/22 dated 03-07-2020 - - statute, statu .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X