TMI BlogCODE OF CONDUCT FOR INVESTMENT ADVISERX X X X Extracts X X X X X X X X Extracts X X X X ..... t adviser shall act honestly, fairly and in the best interests of its clients and in the integrity of the market. 2. Diligence An investment adviser shall act with due skill, care and diligence in the best interests of its clients and shall ensure that its advice is offered after thorough analysis and taking into account available alternatives. 3. Capabilities An investment advis ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... to the clients is fair and reasonable. 7. Conflicts of interest An investment adviser shall try to avoid conflicts of interest as far as possible and when they cannot be avoided, it shall ensure that appropriate disclosures are made to the clients and that the clients are fairly treated. 8. Compliance An investment adviser including its 2 [ partners, principal officer and pers ..... X X X X Extracts X X X X X X X X Extracts X X X X
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