Internal Audit for stock brokers/clearing members

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..... Exchanges Dear Sir, Sub: Internal Audit for stock brokers/clearing members In continuation with the Circular No.F.1/5/SE/83 dated May 31, 1984 of Government of India, Ministry of Finance, Department of Economics Affairs, Stock Exchange Division, you are advised to direct your stock brokers/clearing members to carry out complete internal audit on a half yearly basis by independent qualified Char .....

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..... f the above decision immediately, 2. bring the provisions of this circular to the notice of the member brokers /clearing members of the Exchange and also to disseminate the same on the website, and 3. communicate to SEBI, the status of the implementation of the provisions of this circular in the Monthly Development Report. This circular is being issued in exercise of the powers conferred by Sec .....

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