TMI BlogApplication for grant of certificate of registrationX X X X Extracts X X X X X X X X Extracts X X X X ..... e regulations. 3. Application for registration will be considered, only if it is complete in all respects. 4. All answers must be typed. 5. Information which needs to be supplied in more detail may be given on separate sheets which should be attached to the application form. 6. All signatures on the application must be original. 7. Every page of the form as well as every additional sheet must be initialed by the authorised signatory of the applicant. Part I 1. General details of the applicant and its affiliates: Management Compliance Matrix/Structure 1.1. Name of the applicant: 1.2. Address of the registered office, address for correspondence, telephone numbers, fax numbers, e-mail, website, name and tele ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... established or registered, if any. Legal Status and details of registration Name Address Telephone no Fax No E mail address 1.9 The Category to which the applicant belongs in terms of Regulation 6: 1.10 Networth of the applicant for the past three financial years(enclose copy of balance sheet and a copy of the latest networth certified by a practicing chartered accountant 5 [ having a valid certificate of practice under sub section (1) of section 6 of the Chartered Accountants Act, 1949 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. 3 The words initial/permanent omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. 4 Substituted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. Prior to substitution paragraph III read as under: III.This certificate of registration shall be valid from . to ./ for permanent , unless suspended or cancelled by the Board. 5. Inserted vide Notification No. SEBI/LAD-NRO/GN/2022/72 dated 28-01-2022 - - stat ..... X X X X Extracts X X X X X X X X Extracts X X X X
|