Definitions.

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..... engaged in the activity of sale or distribution of securities on behalf of an issuer or a distributor for a commission or any other consideration; (c) associated person means a principal or employee of an intermediary or an agent or distributor or other natural person engaged in the securities business and includes an employee of a 1 [foreign portfolio investor] or a foreign venture capita .....

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..... membership or approval from a stock exchange or a self-regulatory organization; (i) issuer means a company or a mutual fund or a collective investment scheme which has issued or proposes to issue securities to the public in accordance with the relevant regulations or guidelines made by the Board and also includes a venture capital fund registered under the relevant regulations or guidelines .....

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..... t, 1996 (22 of 1996) or rules and regulations made thereunder or any amendment thereto or re-enactment thereof. ******** 1 Substituted for foreign institutional investor by the SEBI (Foreign Portfolio Investors) Regulations, 2014, w.e.f. 7-1-2014. - - statute, statutory provisions legislation, law, enactment, Acts, Rules, Regulations, Taxation Tax Management India - taxmanagementi .....

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