TMI BlogApplication for recognition / renewal of a Self Regulatory Organization under Regulation 3 of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003.X X X X Extracts X X X X X X X X Extracts X X X X ..... y Organizations) Regulations, 2003. Sir, 1. I, being duly authorized for the purpose, hereby apply on behalf of ............ (name and address of the applicant) being a company eligible to be recognized as a Self Regulatory Organization as defined in Regulation 2(i) of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003 for recognition / renewal for the purpose of the said Regulations. 2. Four copies of the memorandum and articles of association of the Self Regulatory Organization and four copies of the governing norms are enclosed, alongwith the applicant's Board resolution dated _____ authorizing the undersigned to make this application on its behalf. 3. All the necessary information re ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... f disciplinary committee, screening committee etc? If so, furnish the details of the method of their appointment, terms of office, powers and functions. 4. Give the designations, powers and duties of office-bearers of your organization. Are any of these office - bearers in the pay of the Self Regulatory Organization? If so, give details as to the mode of their appointment, tenure of office and remuneration. Part IV - Miscellaneous 1. Do you have any machinery for arbitration of disputes between members and / or between members and their constituents ? Give details. 2. Are you charging admission fees from your members ? If so, give details. FORM B1 Securities and Exchange Board of India (Self Regulatory Organizations) R ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... n (4) of regulation 9, the Board hereby renews the certificate of recognition No. dated __________ , issued to M/s. ________________ , to function as a Self Regulatory Organization, for a further period of ______ years from ______ . 2. Recognition Code for Self Regulatory Organization is ............... Place: By order Date : Sd/- For and on behalf of Securities and Exchange Board of India Note: - ..... X X X X Extracts X X X X X X X X Extracts X X X X
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