TMI BlogCODE OF CONDUCTX X X X Extracts X X X X X X X X Extracts X X X X ..... e discharge of his duties. 2. The 2 [ custodian ] shall be prompt in distributing dividends, interest or any such accruals of income received or collected by him on behalf of his clients on the securities held in custody. 3. The 2 [ custodian ] shall be continuously accountable for the movement of securities 3 [ or goods ] in and out of 4 [ the ] custody account, deposit, an ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... [ custodian ] shall create and maintain the records of securities held in custody in such manner that the tracing of securities or obtaining duplicate title documents is facilitated, in the event of loss of original records for any reason. 8. The 2 [ custodian ] shall extend to other custodial entities, depositories and clearing organizations all such co-operation that is necessary for th ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... advice. (b) In case an employee of the 2 [ custodian ] is rendering such advice, he shall also disclose the interest of his dependent family members and employer including their long or short position in the said security, while rendering such advice.] ******* 1 Inserted by the SEBI (Investment Advice by Intermediaries) (Amendment) Regulations, 2001, w.e.f. 29-5-2001. 2. Subs ..... X X X X Extracts X X X X X X X X Extracts X X X X
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