Action on inspection or investigation report

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..... em fit and appropriate including action under 2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2002.]] ******** 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-09-2002. Prior to substitution, regulation 28 read as under: "28. Communication of findings etc. to the portfolio manag .....

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