TMI BlogDefinitionsX X X X Extracts X X X X X X X X Extracts X X X X ..... section 2 of the Companies Act, 1956 (1 of 1956); (ab) certificate means a certificate of 2 [***] registration issued by the Board; (ac) 3 [***] 4 [(ad) (ad) change in control (i) in case of a body corporate (A) if its shares are listed on any recognised stock exchange, shall be construed with reference to the definition of control in terms of regulations framed u ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (d) principal officer means,- (i) in relation to a proprietary concern, the proprietor himself; (ii) in relation to a firm or an association of persons or any body of individuals or a body corporate, a secretary, treasurer, partner, manager or director of the firm, association or body corporate; (iii) any person connected with the management or administration of the firm, associatio ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... [***]. ********** 1 Inserted by the SEBI (Underwriters) (Amendment) Regulations, 2006, w.e.f. 7-9-2006. 2 The words initial or permanent omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. Prior to this, the words initial or permanent were inserted by the SEBI ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ny change between the following legal forms - individual, partnership firm, Hindu undivided family, private company, public company, unlimited company or statutory corporation and other similar changes; (iii) in case of a partnership firm any change in partners not amounting to dissolution of the firm; 4 Substituted by the SEBI(Change in Conditions of Registration of Certain Intermediaries) ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... means one or more person appointed by the Board to exercise powers conferred under Chapter IV; 5 Inserted by the SEBI (Underwriters) (Amendment) Regulations, 2006, w.e.f. 7-9-2006. 6 Substituted, ibid. Prior to substitution, it read as under: (f) rules means Securities and Exchange Board of India(Underwriters) Rules. 1993 7 Words and the rules were omitted by the SEBI (Underwri ..... X X X X Extracts X X X X X X X X Extracts X X X X
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