TMI BlogConditions of registrationX X X X Extracts X X X X X X X X Extracts X X X X ..... l obtain prior approval of the Board for continuing to act as such after the change; (b) 4 [it shall pay the fees for registration, in the manner provided in these regulations;] (c) it shall take adequate steps for redressal of grievances of the investors within 8 [ twenty-one calendar days ] of the date of the receipt of the complaint and keep the Board informed about the number, natu ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... se (a) of sub-regulation (1) shall affect the obligation to obtain a fresh registration under section 12 of the Act in cases where it is applicable. ****** 1 Inserted by the Securities and Exchange Board of India (Merchant Bankers) (Third Amendment) Regulations, 2006. w.e.f. 7-9-2006. 2 Substituted for the words ―Any 2 [initial registration] granted under regulation 8 or any 3 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... a (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. Prior to substitution clause (b) read as udner ― (b) it shall pay the fees for 33[initial registration or permanent registration], as the case may be, in the manner provided in these regulations; Prior to the above, the words initial registration or permanent registration ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 08-12-2016. 7. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/13 dated 30-03-2021 8. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/146 dated 16-08-2023 before it was read as, one month - - statute, statutory provisions legislation, law, enactment, Acts, Rules, Regulations, Taxation Tax Management India - taxmanagementindia - taxmanagement - taxmanagementindia.com ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
