TMI BlogOmittedX X X X Extracts X X X X X X X X Extracts X X X X ..... w.e.f. 05-01-1998. 3 Inserted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003, w.e.f. 23-09-2003. 4 Substituted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003, w.e.f. 23-09-2003. Prior to substitution, it read as under: The stock exchange shall forward the application who comply with all the requirements specified in sub-regulations ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... contained therein and shall also certify that the applicant is eligible for registration as per criteria specified in sub-regulation (5). (5) The eligibility criteria for registration as a sub-broker shall be as follows, namely:- (i) in the case of an individual; (a) the applicant is not less than 21 years of age; (b) the applicant has not been convicted of any offence involving fraud ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... the stock exchange.] 4 [(6) The stock exchange shall forward the application in Form B of such applicant along with the recommendation letter in Form C issued by the stock broker with whom he is affiliated and also the recognition letter in Form CA issued by the stock exchange to the Board within 30 days from the date of the receipt of the application.] - - statute, statutory pro ..... X X X X Extracts X X X X X X X X Extracts X X X X
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