TMI BlogSecurities And Exchange Board of India (Registrars To An Issue And Share Transfer Agents) (Amendment) Regulations, 2011X X X X Extracts X X X X X X X X Extracts X X X X ..... d Share Transfer Agents) Regulations, 1993, namely:- 1. These Regulations may be called the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In regulation 2, in clause (ba), the words registration granted or renewed shall be substituted with the words initial or permanent registration granted . 4. In regulation 3, - (i) in the marginal note, after the word certificate the words of initial registration shall be inserted; (ii) in sub-regulation (1), after the word certificate and before the words shall be made the words of initial registration shall be ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... has been granted or deemed to have been granted a certificate of initial registration under regulation 8, may, three months before the expiry of the period of certificate of initial registration, make an application for grant of certificate of permanent registration in Form A. (2) The registrar to an issue or share transfer agent who has already been granted a certificate of registration by the Board and has completed a period of five years, on the date of commencement of the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011, may, three months before the expiry of validity of certificate of registration, or before, make an application for grant of a certificate of pe ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... se (c), the words registration or renewal shall be substituted with the words initial registration or permanent registration ; (iii) in clause (d), the words certificate or renewal thereof shall be substituted with the words initial registration or permanent registration. 9. Regulation 9B shall be omitted. 10. In regulation 10, - (i) in sub-regulation (1), the words and figures under regulation 3 or of renewal under regulation 9 shall be substituted with the words and figures of initial registration under regulation 3 or of permanent registration under regulation 8A ; (ii) in sub-regulation (2), the words or renew the certificate shall be substituted with the words initial registration or permanent registra ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ulation 8/Regulation 8A ; (b) the words Certificate of Registration shall be substituted with the words and sign Certificate of Initial/Permanent Registration ; (c) paragraph III shall be substituted with the following, namely:- III. This certificate of registration shall be valid from .. to . / for permanent, unless suspended or cancelled by the Board. 14. In Schedule II, - (i) paragraph 1 shall be substituted with the following paragraphs, namely:- 1. Every registrar to an issue and share transfer agent, at the time of grant of certificate of initial registration, shall pay registration fee as specified below: (a) A registrar to an issue and share transfer agent falling under category I, as specified ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ue and share transfer agent within a period of three months before completion of the period of three years from the date of grant of certificate of initial registration, or within a period of three months from the date of notification of these regulations, as the case may be. (b) clause (b) shall be substituted with the following, namely: - (b) The fee referred to in paragraph 1AA shall be paid, at the time of grant of permanent registration, within fifteen days from the date of receipt of intimation from the Board and thereafter the fee shall be paid three months before expiry of the block for which fee has been paid. . (iii) in paragraph 2A, the words renewal of registration under sub-regulation (1A) of regulation 9 shall ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Regulations, 1999 vide No. S.O. 1120(E). (f) March 28, 2000 by the Securities and Exchange Board of India (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide No. S.O. 278(E). (g) May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide No. S.O. 476(E). (h) September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide No. S.O. 1045(E). (i) October 1, 2003 by the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2003 vide No. S.O. 1157(E). (j) March 10, ..... X X X X Extracts X X X X X X X X Extracts X X X X
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